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 Expert  725541

Expert in Brokerage Operations, Trade Reconciliation & Position Balancing, Customer Service, Risk Management

Available for your Consulting and Expert Witness Needs

Florida (FL)
Education Work History Career Accomplishments Consulting Services Expert Witness

Summary of Expertise:

Listed with other top experts in: 

Expert was an Associate Director in the Global Clearance Services Department for Bear Stearns Securities Corp. In this capacity he was responsible for supervising the Customer Relationship Managers and marketing firm services to existing and prospective hedge fund clients. He worked with the Risk Department to determine corrective market action as necessary for clients and then discussed this action with the clients. He reviewed client performance and understood their various trading strategies. He resolved trade discrepancies, balanced positions and was involved in all major problem solving matters. He was called upon to visit disgruntled clients and resolve their issues. He has over 40 years experience in brokerage operations, margin rules and regulations, risk management and marketing for professional option market makers and hedge funds.

hedge fund

Show Secondary and Basic Areas of Expertise
Expert may consult nationally and internationally, and is also local to the following cities: Tampa, Florida;  Saint Petersburg, Florida;  Fort Lauderdale, Florida;  Hollywood, Florida;  Pembroke Pines, Florida;  Cape Coral, Florida;  West Palm Beach, Florida;  Lakeland, Florida;  Pompano Beach, Florida;  and Boca Raton, Florida.

Year   Subject   Institution  
1961   Business   Fox Business College  

Work History:
Years   Employer   Department   Title   Responsibilities

1983 to 2007


Bear Stearns Securities Corp.


Global Clearing Services


Associate Director


He marketed firm services, supervised relationship managers and performed risk management for traders on the Chicago Board Options Exchange.

1973 to 1983


A. G. Becker


Back Office & Option Market Maker Clearance


Vice President


He held various management positions in back office operations. He was the Risk Control Manager for professional traders on the CBOE.

1966 to 1973


E. F. Hutton, Inc.


Margin Department


Manager, Margin Department


He was manager over 10 margin clerks who were responsible for maintaining and servicing all customer accounts in the Chicago and Detroit regions.

Career Accomplishments:

He held a NASD Series 7 and 63 other license (expired)

Consulting Services:
Click the green button above to contact Expert for a free initial screening call regarding your expert consulting needs.  Expert is available for consulting to corporate, legal and government clients.  Remember, your initial screening call to speak with Expert is free.

Expert Witness:
Expert Witness Experience Summary:
He served on Clearing Procedures and Financial Regulatory Committees at the Chicago Board Options Exchange for several years.
Recent Litigation Client Requests:
  • Expert in inverse ETF's for litigation.
Click the green button above to contact Expert for a free initial screening call regarding expert testimony, litigation consulting and support, forensic services, or any related expert witness services.  A few litigation needs include product liability, personal injury, economic loss, intellectual property (patent, trademark, trade secret, copyright), and insurance matters.  Remember, your initial screening call to speak with Expert is free.

Additional Skills and Services:

Throughout his career he attended training courses and seminars to improve his skills in management and marketing.

Other Skills and Services

He has had a NASD Series 7 and 63 other Licenses.


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