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 Expert  727738

Expert in Hedge Funds, Mutual Funds, Securities Industry, Stock Market, Securities Fraud

Available for your Consulting and Expert Witness Needs

Florida (FL)
Education Work History Career AccomplishmentsPublicationsConsulting Services Expert Witness Market Research

Summary of Expertise: Listed with other top experts in: 
Expert is a financial expert with more then twenty years of Wall Street experience. He is nationally recognized as a strategist, futurist and commentator on Wall Street, the economy, and investment strategy.

Expert specializes in providing strategic advice and counsel to companies that want to expand and prosper in both good and bad economic times. His clients are a who's who of global investment firms and financial services companies. Throughout his extensive career, Expert has worked in institutional brokerage, money management, and mutual fund and hedge fund product development and marketing. He is an expert in all aspects of retail and institutional distribution for both traditional and alternative investment products and services.

Expert is the author of seven books on investment strategy, the hedge fund industry, and investment management. His articles have appeared in The Financial Times, The Boston Globe, Interview Magazine, The New York Post and American Banker. He currently writes a bi-monthly column at Institutional Investor and blogs weekly. Expert frequently appears in broadcast and print media. He is a former adjunct professor at New York University's School of Continuing Education and has lectured at the New York Society of Securities Analysts. He is a graduate of Clark University.




fixed income securities


futures hedging


government securities


hedge fund


mortgage backed security


municipal securities


mutual fund


private equity fund


return on investment


securities finance


securities arbitration




securities fraud

Show Secondary and Basic Areas of Expertise
Expert may consult nationally and internationally, and is also local to the following cities: Miami, Florida;  Hialeah, Florida;  Fort Lauderdale, Florida;  Hollywood, Florida;  Pembroke Pines, Florida;  Port Saint Lucie, Florida;  Miami Beach, Florida;  West Palm Beach, Florida;  Pompano Beach, Florida;  and Boca Raton, Florida.

Often requested
with this expert:

Investment Strategy, Asset Allocation, Hedge Fund...
Hedge Fund Operational Due Diligence, Private Equity, Fund...
Investment Research, Portfolio Management, CFA, Equity...
Hedge Funds, Investments, Options, Securities Valuation,...

Year   Degree   Subject   Institution  
1993   BA   Politics   Clark University  

Work History:
Years   Employer   Department   Title   Responsibilities

2001 to




Strategic advice and counsel


Managing Director


He is responsible for working with clients to develop and create new products in the financial services industry including but not limited to hedge funds, mutual funds, separate accounts, advisory services, brokerage services, administration services and more.

2007 to 2009


Morgan Stanley


Business Development




Develop and expand business for brokerage firm among high net worth and institutional investors.

Career Accomplishments:

Series 7, 63, 65, 33; Life Insurance; Health Insurance

Professional Appointments

Board of Trustees Chapel Hill Chauncy Hall School

Publications and Patents Summary

He is the author of eight books and countless articles on investment management, hedge funds, mutual funds, Wall Street, banking and politics.

Consulting Services:
Selected Consulting Examples:
  • He has advised a large hedge fund on product development and marketing both here and in Europe.
  • He has worked with a large technology company to expand its market penetration in Asia and Europe
  • He has worked with a large investment firm to expand its market share in the US-based broker dealer community.
  • He has provided strategic advice and counsel to a large law firm about business development, marketing and future of the company.
  • He has worked with a large bank to explore merger and acquisition opportunities in the wake of the financial crisis.
Click the green button above to contact Expert for a free initial screening call regarding your expert consulting needs.  Expert is available for consulting to corporate, legal and government clients.  Remember, your initial screening call to speak with Expert is free.

Expert Witness:
Expert Witness Experience Summary:
He is currently serving as an expert witness in a mutual fund case between two very large players in the industry.
Recent Litigation Client Requests:
  • Nevada churning expert for consulting on Churning Litigation expert witness.
  • Expert in inverse ETF's for litigation.
  • Expert in Paron v. Rothstein Kass.
  • Hedge fund expert for consulting on variable annuities class action.
  • Expert in hedge funds for litigation involving funds to funds and use of Leverage.
  • Expert in securities analyst regulation and compliance.
Click the green button above to contact Expert for a free initial screening call regarding expert testimony, litigation consulting and support, forensic services, or any related expert witness services.  A few litigation needs include product liability, personal injury, economic loss, intellectual property (patent, trademark, trade secret, copyright), and insurance matters.  Remember, your initial screening call to speak with Expert is free.

Market Research:
He can discuss the investment industry including hedge funds, mutual funds, Wall Street, Congress' role in regulating Wall Street and the banks at length. He does this regularly in the media including print, television and radio around the globe.

Click the green button above to contact Expert for a free initial screening call regarding your marketing research, industry research, and company research needs.  For research needs involving multiple experts or secondary research, a Research Director can be assigned to coordinate the work into a custom report for you as a potentially quicker and more cost effective alternative to doing this work yourself or hiring a boutique consultancy.  Remember, your initial screening call to speak with Expert is free.

Additional Skills and Services:

He has run and developed training seminars in hedge funds, mutual funds, investment management, Wall Street, and finance around the globe since 1999.

Supplier and Vendor Location and Selection

He has experience sourcing products and services including postage systems, trading systems, phone systems, insurance, administration services, accounting services, brokerage services, financial services and credit facilities.


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