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Financial Industry Regulatory Authority

 

'FINRA' Experts


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Expert in Investment Research, Portfolio Management, CFA, Equity Securities, Corporate & International Finance
Expert, Ph.D., CFA, is an associate professor in finance at the Expert's Consulting Firm and has 15 years teaching experience. He has conducted seminars for investment professionals throughout the U.S. and Canada for Charles Schwab, Kaplan ... See full profile

Virginia (VA), USA

Expert in Stocks, Bonds, Mutual Funds, Derivatives, Futures, SEC Violations
Expert's expertise covers virtually all areas related to compliance, investment in stocks, private placements, options, fixed income, mutual funds, insurance products, futures, etc. Expert has been both a manager and an investment consultant with over ... See full profile

California (CA), USA

Expert in Structured Finance, Securitization, ABS, SPVs, MBS, Due Diligence
He is an expert banker with over 30 years of comprehensive and diversified structured finance experience and expertise in credit, origination, structuring, and rating. He has expertise in Asset-Backed Securities (ABS), Mortgage-Backed Securities (MBS), ... See full profile

New Jersey (NJ), USA

Expert in Insurance, Annuities, Securities, Arbitration, FINRA, TIC's, Stocks,Bonds, M.F.'s, Compliance
Consultant in litigation and arbitration, nationally (22 states), involving securities, insurance and annuities. 235 arbitrations (600+ retentions), since 1990, before the NASD, AAA, NYSE, PSE and 54 mediations. Expert, RFC, is an NASD Arbitrator ... See full profile

California (CA), USA

Expert in Wealth Management, Asset Management, Retirement Plan Design, FinTech, Investment Management
Expert is a financial services industry professional and consultant with 25 years of experience at some of the top financial services firms, Series 7 recognized by FINRA, and CRPC licensed. Throughout his financial career, he has consistently built ... See full profile

New York (NY), USA

Expert in Treasury Management, Asset Management, Risk Management, Financial Markets, Derivatives, Fiduciary
He has held senior positions managing risk in line positions and in oversight positions. Particular areas of risk management have included risk management in the areas of market risk, credit risk, operational risk and fiduciary risk involving treasury, ... See full profile

Connecticut (CT), USA

Expert in Structured Finance, MBS, CMBS, CDO, ABS, Securities, Investments, Securitization, and Due Diligence
Expert is Founder and President of Expert's Firm The company conducts Fixed Income and Structured Finance consulting focusing on ABS, MBS, CDOs, CMBS, SIVs, hedge funds, other funds and related products. Expert provides Expert Witness services, ... See full profile

New Jersey (NJ), USA

Expert in Investment Strategy, Asset Allocation, Hedge Fund Strategies, Due Diligence and Investment Fraud
Invited speaker to over 100 conferences on derivative securities. Actively traded derivatives as CEO of Hedge fund for over 10 years Ph.D in Finance. Over 25 years experience in a wide variety of topics in Finance. Taught graduate classes in Finance. See full profile

Virginia (VA), USA

Expert in Economic and Financial Analysis, Business Valuation, Economic Damages
Ph.D. and M.B.A. in finance University of Chicago Graduate School of Business. Developed financial models and wrote valuation opinions for businesses in wide variety of industries using income based and market based approaches. Retained in hundreds of ... See full profile

California (CA), USA

Expert in Financial Analysis, Financial Management, Investments and Modeling; Agribusiness
His experience in finance includes work as a CFO, Director of Financial Planning and Analysis, debt financing, equity financing, financial modeling, and strategic financial planning. Finance is the keystone to successful corporate strategic planning just ... See full profile

California (CA), USA

Expert in Hedge Funds, Investments, Options, Securities Valuation, Asset Management
Expert has spent 15 years performing competitive analysis in order to evaluate the merits of public company as investments. This included competitive analysis and gathering competitive intelligence from competitors, suppliers, customers and industry ... See full profile

California (CA), USA

Expert in Alternative Investments, Portfolio Construction, Asset Management, Financial Advisory Services, Hedge Funds, Private Equity Funds, Venture Capital
Experienced Expert Witness with specialized knowledge in hedge funds, private equity, alternative investment products, and financial services. Clients include asset managers, traders, alternative investors, family offices, financial institutions and ... See full profile

Connecticut (CT), USA

Expert in Banking/Financial Marketing & Product Management, and the Brokerage Clearinghouse Industry
Expert is a Product Management and Strategic Marketing Consultant focused on the banking and financial services industries. He was previously Vice President and Senior Product Manager for Pershing LLC. In the realm of marketing communications, he served ... See full profile

Florida (FL), USA

Expert in Satellite Communications; Ka Band; Satellite Procurement, Design, Construction, DTH, Business Models, Excel, VBA, Business Plans
With experience as an engineer, an executive, and a consultant in space and telecommunications, Expert brings a broad range of skills to his engagements. Prior to establishing his independent consulting firm, Expert worked for nearly 20 years in the ... See full profile

New York (NY), USA

Expert in hotel and real estate market, economic and financial analysis, appraisal and damages
Expert is president of a boutique consulting firm providing advisory services to lenders, owners, investors, public agencies and developers in the Hospitality and Real Estate industries. He has been providing expert witness testimony, damage ... See full profile

California (CA), USA

Expert in Scrap Metal Recycling, Marketing, Valuation, Processing, Handling, Contracting
Expert is an expert in most aspects of scrap metal recycling. He has a B.S. in Materials Science (Metallurgical Engineering) from Rensselaer Polytechnic Institute, 1972. He has worked in, and owns processing and marketing companies in the scrap metal ... See full profile

New York (NY), USA

Expert in Investment Management, Hedge Funds, Alternative Investments, Operations, Accounting Technology
Expert has significant expertise in the area of alternative investments and particularly in hedge funds. For nearly 20 years he audited and consulted to hedge funds. He was also a Partner and a National Hedge Fund Director for Deloitte having the ... See full profile

New Jersey (NJ), USA

 
 

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