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Securities and Exchange Commission


regulatory organization


securities regulation


Securities and Exchange Commission Experts

The following experts are available as Securities and Exchange Commission consultants and Securities and Exchange Commission expert witnesses.  ORC experts are peer-recommended authorities who have been carefully selected and rigorously screened.
    Definition:  Securities and Exchange Commission - A federal agency that oversees the trade of securities with the purpose of protecting investors

Synonyms:  SEC

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Join our distinguished experts for Securities and Exchange Commission jobs, projects and consulting opportunities.

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Securities and Exchange Commission Experts
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Expert in Stocks, Bonds, Mutual Funds, Derivatives, Futures, SEC Violations
Expert's expertise covers virtually all areas related to compliance, investment in stocks, private placements, options, fixed income, mutual funds, insurance products, futures, etc. Expert has been both a manager and an investment consultant with over ... See full profile

California (CA), USA

Expert in Sales, Trading, Accounting, Valuation of Financial Instruments-CMOs, bonds, stock, derivatives, etc
Expert has analyzed excessive markup, damage calculations, churning, suitability, misrepresentation, securities fraud, and money laundering and valuation fraud. Expert is an expert in the sale, trading, accounting, valuation and compliance of ... See full profile

New York (NY), USA

Expert in Microeconomics, Law & Economics, Public Policy, and Business Strategy
Expert is a premier economic consultant in the fields of law and economics, public policy, and business strategy. He has been involved in liability and damages litigation and in merger reviews for some of the major players in the national and ... See full profile

District of Columbia (DC), USA

Expert in Securities Litigation, Complex Litigation, Antitrust, FIRREA
Expert is one of the foremost experts in commercial litigation. He works with securities litigation and class action cases within the realms of author, speaker and/or commentator.His comments have appeared in a wide variety of publications, such as The ... See full profile

Ohio (OH), USA

Expert in Business Law and Securities Transactions
Expert practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Her experience includes entity selection and formation matters for businesses just getting started, contract ... See full profile

California (CA), USA

Expert in Damages in Securities Class Action Litigation, Valuation of Privately Held Companies, Governance
Expert is Professor of Finance at an accredited American university. He has worked previously at the U.S. Securities and Exchange Commission, Princeton University, and University of Chicago. He has an MBA from the University of Rochester and a Ph.D. See full profile

Colorado (CO), USA

Expert in Alternative Investments, Portfolio Construction, Asset Management, Financial Advisory Services, Hedge Funds, Private Equity Funds, Venture Capital
Specialized knowledge in hedge funds, private equity, alternative investment products, and financial services. Clients include asset managers, traders, alternative investors, family offices, financial institutions and wealth management firms. See full profile

Connecticut (CT), USA

Expert in Competitive Intelligence, HR, Business Development, M & A, eBusiness and Strategy
Expert is widely experienced in business from components of business development through human resource management to general management, being a Certified Business Development Analyst and Fellow of Institute of Business Development, Nigeria; ... See full profile


Expert in Banking Lender Liability, Banking Standards of Practice & Conduct, Bank Regulations and Banking Law
Expert is a native of New Jersey. After graduating with a B. A. degree in Economics and Business Administration from Rutgers University, Expert attended the Bernard M. Baruch School of C.U.N.Y., majoring in Finance and Investments. See full profile

California (CA), USA

Expert in Economics, Economic Damages, Real Estate, Banking, Intellectual Property, Finance and Securities
Served as a Commercial Banker for a major New York City Bank and Chairman of the Board of Directors of Four (4) Savings and Loans for the Federal Home Loan Bank of Dallas. This, plus his MBA in Commerical Banking has allowed him to serve as an expert in ... See full profile

Texas (TX), USA

Expert in banking. Retained in over 700 lawsuits. Testifed over 250 times.
Expert is a former president of two banks. He was a banker for over 23 years. During the past 23 years he has been retained as an expert witness in over 700 lawsuits involving banking and related topics. He has testified over 250 times. See full profile

Texas (TX), USA

Expert in Petroleum Refining Evaluation
The primary contact for Expert's Firm is Expert. Expert's Firm was founded in 1974 as a consulting group of Registered Professional Engineers. As such, they serve clients worldwide in the energy ... See full profile

Texas (TX), USA


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