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Securities Arbitration Experts

The following experts are available as securities arbitration consultants and securities arbitration expert witnesses.  ORC experts are peer-recommended authorities who have been carefully selected and rigorously screened.
    Definition:  Securities Arbitration - (none)

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Securities Arbitration Experts
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Expert in Insurance, Annuities, Securities, Arbitration, FINRA, TIC's, Stocks,Bonds, M.F.'s, Compliance
Consultant in litigation and arbitration, nationally (22 states), involving securities, insurance and annuities. 235 arbitrations (600+ retentions), since 1990, before the NASD, AAA, NYSE, PSE and 54 mediations. Expert, RFC, is an NASD Arbitrator ... See full profile

California (CA), USA

Expert in Sales, Trading, Accounting, Valuation of Financial Instruments-CMOs, bonds, stock, derivatives, etc
Expert has analyzed excessive markup, damage calculations, churning, suitability, misrepresentation, securities fraud, and money laundering and valuation fraud. Expert is an expert in the sale, trading, accounting, valuation and compliance of ... See full profile

New York (NY), USA

Expert in Business Law and Securities Transactions
Expert practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Her experience includes entity selection and formation matters for businesses just getting started, contract ... See full profile

California (CA), USA

Expert in Hedge Funds, Mutual Funds, Securities Industry, Stock Market, Securities Fraud
Expert is a financial expert with more then twenty years of Wall Street experience. He is nationally recognized as a strategist, futurist and commentator on Wall Street, the economy, and investment strategy. Expert specializes in providing ... See full profile

Florida (FL), USA

Expert in Lending (Commercial and Residential), Banking, Finance, Economics, and Securities
Expert has been a Banking Executive for over 20 years, with a clientele list that includes some of the largest financial institutions in the world. Over the last two decades, he has worked in a variety of roles with a number of banks, including ... See full profile

Illinois (IL), USA

Expert in Stocks, Bonds, Mutual Funds, Derivatives, Futures, SEC Violations
Expert's expertise covers virtually all areas related to compliance, investment in stocks, private placements, options, fixed income, mutual funds, insurance products, futures, etc. Expert has been both a manager and an investment consultant with over ... See full profile

California (CA), USA

Expert in Securities; Finance; Derivatives; Hedge Funds; Foreign Exchange; Investment Suitability; Banking
Twenty years experience as an expert witness in cases involving hedge funds, securities, investments, derivatives, currencies, mortgage backed securities, trading, securities fraud and Ponzi schemes. Testified in NASD arbitration, US District Court ... See full profile

Connecticut (CT), USA

Expert in Securities and Derivatives Arbitration & Litigation; Expert Witness
Expert has been involved in ADR, which is generally "arbitration," with respect to disputes rooted in any phase of the securities investment and trading industry, since the late 1970's. See more at "arbitration. See full profile

Illinois (IL), USA

Expert in Hedge Fund Operational Due Diligence, Private Equity, Fund of Hedge Funds, Audit, Fraud Analysis
Expert is the author of the first book on the subject of hedge fund operational due diligence. He has provided training to financial regulators and consulted with the U.S. House Judiciary Committee on hedge fund regulatoin. He is also an adjunt professor ... See full profile

New Jersey (NJ), USA

Expert in Arbitration, Contracts, Corporations, Asset Transactions, Securities
Expert is a lawyer, a field that requires high ethical standards. When ethical or un-ethical practices become an issue in mal-practice claims or attorney's disclosures, he is able to offer evaluation & testimony. High ethical standards are paramount to ... See full profile

Pennsylvania (PA), USA

Expert in Finances & Financial Planning Forensics, Real Estate Disputes, Bankruptcy Litigation, etc.
Over 35 years of hands-on experience as a financial and real estate consultant to various title companies, corporations, CPA's, attorneys, partnerships, credit unions, non-profit organizations and individuals. For the last 25 years, major focus has been ... See full profile

California (CA), USA

Expert in Securities Litigation, Complex Litigation, Antitrust, FIRREA
Expert is one of the foremost experts in commercial litigation. He works with securities litigation and class action cases within the realms of author, speaker and/or commentator.His comments have appeared in a wide variety of publications, such as The ... See full profile

Ohio (OH), USA

Expert in International Dispute Resolution, Banking, NGOs. Swiss-Based British Forensic Accountant
Expert is a Welsh Chartered accountant who has been in practice since 1989; originally in Great Britain and now in Switzerland. He has strong experience in forensic accounting and dispute resolution in many, diverse contexts. See full profile


Expert in Economics and Finance: Damage & Loss Analysis, Econometrics, Churning, Antitrust, AAA, NYSE, NASDAQ
He has conducted basic as well as applied research in areas of antitrust including horizontal price fixing, mergers and damages. In the area of unlawful price fixing, pursuant to Section 1 of the Sherman Act, he has carried out an applied econometric ... See full profile

New York (NY), USA


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